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Posts tagged "SEC"

UBS attempts to settle fraud charges with government

When security fraud is alleged, the fines assessed by federal agencies can be colossal. In the case of UBS, the Swiss banking company with branches in Connecticut, its Japanese subsidiary paid close to $1.5 billion in penalties concerning alleged felony wire fraud.

Connecticut hedge fund investigated by SEC

A Connecticut run hedge fund has come under the scrutiny of the Securities Exchange Commission (SEC). Though the hedge fund in question appears to have performed admirably, accusations are being made regarding insider trading and breach of fiduciary duty occurring by at least five employees working for this company.

Disclosure of Cybersecurity Risks and Cybersecurity Insurance Coverage

A data breach occurs and personal information about your customers is compromised. It can happen to any size business, big or small, and the costs to your business can be significant. Every company stores private information including credit card numbers and social security numbers that are vulnerable to a deliberate cyber incident such as unauthorized access to digital systems for the purpose of misappropriating assets or sensitive computer information, corrupting data or causing operational disruption.

Disclosure of Cybersecurity Risks and Cybersecurity Insurance Coverage

A data breach occurs and personal information about your customers is compromised. It can happen to any size business, big or small, and the costs to your business can be significant. Every company stores private information including credit card numbers and social security numbers that are vulnerable to a deliberate cyber incident such as unauthorized access to digital systems for the purpose of misappropriating assets or sensitive computer information, corrupting data or causing operational disruption.

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